TITLE 2

 

ADMINISTRATION AND PERSONNEL

 

Chapters:

2.04    Mayor-Council Form of Government Adopted

2.08    City Council Meetings

2.12    City Officers Generally

2.16    City Clerk

2.20    City Treasurer

2.24    Legal Counsel

2.25    Code Enforcement Officer

2.28    Indemnification of City Officers and Employees

2.32    Code of Ethics

2.36    Affirmative Action Program

2.40    Police Department

2.44    Public Records

 


Chapter 2.04

 

MAYOR-COUNCIL FORM OF GOVERNMENT ADOPTED

 

Sections:

2.04.010         Form of government established.

2.04.020         Mayor and city council to govern.

2.04.030         Mayor--Powers and duties.

2.04.040         Ordinances--Approval by mayor.

2.04.050         Mayor--Delegation of powers.

2.04.060         Bonds, notes, contracts--Execution by mayor.

2.04.070         City employees--Appointment and removal.

2.04.080         Absence of mayor--Continuation of functions.

2.04.090         City council--Powers and duties generally.

 

2.04.010         Form of government established.

    The city shall be governed under the mayor council form of government as provided by KRS Chapter 83A. (Ord. dated 12/20/99 (part))

 

2.04.020         Mayor and city council to govern.

    The city shall be governed by an elected executive who shall be called mayor and by an elected legislative body consisting of nine members which shall be called the city council, and by such other officers and employees as may be provided for by statute or city ordinance. (Ord. dated 12/20/99 (part))

 

2.04.030         Mayor--Powers and duties.

    A.    The executive authority of the city shall be vested in an exercised by the mayor. The mayor shall enforce the mayor-council plan, city ordinances and orders and all applicable statutes. He/she shall supervise all departments of city government and the conduct of all city officers and employees under his/her jurisdiction and shall require each department to make reports to him/her required by ordinance or as he/she deems desirable. The mayor shall maintain liaison with related units of local government respecting interlocal contracting and joint activities. The mayor shall report to the council and to the public on the condition and needs of city government as he/she finds appropriate or as required by ordinance, but not less than annually. He/she shall make any recommendations for actions by the council he/she finds in the public interest.

 

    B.    Subject to disapproval of the council, the mayor shall promulgate procedures to insure orderly administration of the functions of city government and compliance with statute or ordinance. Upon promulgation or upon revision or rescission of the procedures, copies shall be filed with the city clerk.

 

    C.    The mayor shall preside at meetings of the council. The council may set by ordinance the manner in which one of its number may be selected to preside at meetings of the council in place of the mayor. The mayor may participate in council proceedings, but shall not have a vote, except that he/she may cast the deciding vote in case of a tie. (Ord. dated 12/20/99 (part))

 

2.04.040         Ordinances--Approval by mayor.

    All ordinances adopted by the council shall be submitted to the mayor who shall within ten (10) days after submission either approve the ordinance by affixing his/her signature or disapprove it by returning it to the council together with a statement of his/her objections. No ordinance shall take effect without the mayor’s approval unless he/she fails to return it to the legislative body within ten (10) days after receiving it or unless the council votes to override the mayor’s veto, upon reconsideration of the ordinance not later than the second regular meeting following its return, by the affirmative vote of one more than a majority of the membership. (Ord. dated 12/20/99 (part))

 

2.04.050         Mayor--Delegation of powers.

    Any delegation of the mayor’s power, duties or responsibilities to subordinate officers and employees and any expression of his/her official authority to fulfill executive function shall be made by executive order. Executive orders shall be sequentially numbered by years and shall be kept in a permanent file. (Ord. dated 12/20/99 (part))

 

2.04.060         Bonds, notes, contracts--Execution by mayor.

    All bonds, notes, contracts and written obligations of the city shall be made and executed by the mayor or his/her agent designated by executive order. (Ord. dated 12/20/99 (part))

 

2.04.070         City employees--Appointment and removal.

    The mayor shall be the appointing authority with power to appoint and remove all city employees, including police officers, except as tenure and terms of employment are protected by statute, ordinance or contract and except for employees of the council. (Ord. dated 12/20/99 (part))

 

2.04.080         Absence of mayor--Continuation of functions.

    The mayor shall provide for the orderly continuation of the functions of city government at any time he/she is unable to attend to the duties of his/her office by delegating responsibility for any function to be performed in accordance with Section 2.04.050, provided that the mayor shall not delegate the responsibility of presiding at meetings of the council and that approving ordinances or promulgating administrative procedures may only be delegated to an elected officer. With approval of the council, the mayor may rescind any action taken in his/her absence under this section within thirty (30) days of such action. If for any reason the disability of the mayor to attend to his/her duties persists for sixty (60) consecutive days, the office of mayor may be declared vacant by a majority vote of the council and the provisions of KRS 83A.040 shall apply. (Ord. dated 12/20/99 (part))

 

2.04.090         City council--Powers and duties generally.

    A.    The legislative authority of the city shall be vested in and exercised by the elected council of the city. The council shall not perform any executive functions except those functions assigned to it by statute. Regular meetings of the council shall be held at least once each month at such times and places as are fixed by ordinance. Special meetings of the council may be called by the mayor or upon written request of a majority of the council. In the call, the mayor or council shall designate the purpose, time and place of the special meeting with sufficient notice for the attendance of council members and for compliance with KRS Chapter 61. At a special meeting no business may be considered other than that set forth in the designation of purpose. The minutes of every meeting shall be signed by the city clerk.

 

    B.    The council shall by ordinance establish all appointive offices and the duties and responsibilities of those offices and codes, rules and regulations for the public health, safety and welfare. The council shall by ordinance provide for sufficient revenue to operate city government and shall appropriate the funds of the city in a budget which shall provide for the orderly management of city resources.

 

    C.    The council shall have the right to investigate all activities of city government. The council may require any city officer or employee to prepare and submit to it sworn statements regarding the performance of his/her official duties. Any statement required by the council to be submitted or any investigation undertaken by the council, if any office department or agency under the jurisdiction of the mayor is involved, shall not be submitted or undertaken unless and until written notice of the council’s action is given to the mayor. The mayor shall have the right to review any statement before submission to the council and to appear personally or through his/her designee on behalf of any department, office or agency in the course of an investigation. (Ord. dated 12/20/99 (part))

 


Chapter 2.08

 

CITY COUNCIL MEETINGS

 

Sections:

2.08.010         Generally.

 

2.08.010         Generally.

    A.    Special meetings may be called as provided by law.

 

    B.    All meetings of a quorum of the city council shall be open to the public and all public records of the city shall be open for inspection by any person in accordance with KRS 61.805 to KRS 61.884. (Ord. dated 12/20/99 (part))

 


Chapter 2.12

 

CITY OFFICERS GENERALLY

 

Sections:

2.12.010         City clerk and city treasurer--Oath of office required.

2.12.020         City clerk and city treasurer--Bond required.

2.12.030         Authority to combine offices.

 

2.12.010         City clerk and city treasurer--Oath of office required.

    Before entering upon the duties of his/her office, the city clerk and the city treasurer shall each take the oath as prescribed by the Kentucky Constitution, Section 228, for city officials. (Ord. dated 12/20/99 (part))

 

2.12.020         City clerk and city treasurer--Bond required.

    The city clerk and city treasurer shall each execute bond before entering upon the duties of their respective offices, conditioned for the faithful performance of his/her duties, including the duties of all offices of which he or she is ex-officio incumbent. The amount and sufficiency of such bond shall be approved by the city council. The bond of the treasurer shall be filed with the city clerk and the bond of the clerk shall be filed with the mayor. (Ord. dated 12/20/99 (part))

 

2.12.030         Authority to combine offices.

    A.    The city council may combine the offices of city clerk and city treasurer to be known as city clerk/treasurer with all of the duties of each office, by appointing the same person to both offices.

 

    B.    The salary of the city clerk/treasurer shall be specified by the council at any time that these offices are combined. (Ord. dated 12/20/99 (part))

 

2.12.040         Compensation of City Clerk

    The salary of the City Clerk is hereby fixed at a sum of no less than $2,000 per annum nor more than $5,000 per annum as determined by the City Council.


Chapter 2.16

 

CITY CLERK

 

Sections:

2.16.010         Office established.

2.16.020         Appointment.

2.16.030         Eligibility.

2.16.040         Duties and responsibilities.

2.16.050         Oath required.

 

2.16.010         Office established.

    There is established the office of city clerk as a nonelective city office under KRS 83A.080. (KRS 83A.085). (Ord. dated 12/20/99 (part))

 

2.16.020         Appointment.

    The city clerk shall be appointed by the mayor with the approval of the city council, for a term of two years beginning on the first day of January of even numbered years and until his/her successor is appointed and qualified. (Ord. dated 12/20/99 (part))

 

2.16.030         Eligibility.

    The city clerk shall be at least twenty-one (21) years of age and of good moral character. Residency within the city shall not be required. (Ord. dated 12/20/99 (part))

 

2.16.040         Duties and responsibilities.

    The duties and responsibilities of the city clerk shall include, but not be limited to the following:

 

    A.    Maintenance and safekeeping of the permanent records of the city;

 

    B.    Performance of the duties required of the “official custodian” or “custodian” pursuant to KRS 61.870 through 61.882;

 

    C.    Possession of the seal of the city used;

 

    D.    Performance of all duties and responsibilities required of the city clerk by statute or ordinance. (KRS 83A.085); and

 

    E.    Such other duties as may be assigned by the mayor or city council. (Ord. dated 12/20/99 (part))

 

2.16.050         Oath required.

    Before entering upon the duties of office, the City Clerk shall take the oath prescribed by the Kentucky Constitution, Section 228 for city officials. (Ord. dated 12/20/99 (part))


Chapter 2.20

 

CITY TREASURER

 

Sections:

2.20.010         Office created.

2.20.020         Appointment.

2.20.030         Eligibility.

2.20.040         Duties and responsibilities.

2.20.050         Salary.

2.20.060         Bond required.

2.20.070         Oath required.

2.20.080         Evaluation.

 

2.20.010         Office created.

    There is created a nonelective city office to be known as the office of city treasurer. (Ord. dated 12/20/99 (part))

 

2.20.020         Appointment.

    The city treasurer shall be appointed by the mayor with approval of the city council at the January meeting of even numbered years for a term of two years, expiring on December 31st of odd numbered years, or until a successor is appointed and qualified. (Amended during 2002 codification; Ord. dated 12/20/99 (part))

 

2.20.030         Eligibility.

    The city treasurer shall be at least twenty-one (21) years of age and of good moral character, and shall possess such professional training and experience to ensure competent performance of the duties of the office. Residency within the city shall not be required, although residents shall be preferred. (Ord. dated 12/20/99 (part))

 

2.20.040         Duties and responsibilities.

    The duties and responsibilities of the city treasurer shall include, but not be limited to the following:

    A.    Receive and safely keep all city funds belonging to the city. Such funds shall be kept in an official depository designated by the city council.

 

    B.    Keep an accurate and complete account of all the receipts and expenditures of the city, showing amounts, when, from whom, to whom, and for what purpose all city funds were received or paid out.

 

    C.    Disburse city funds by written authorization approved by the city council, which shall state the name of the person to whom funds are payable, the purpose of the payment and the fund out of which such funds are payable.

 

    D.    Make quarterly settlements with the city clerk, and prepare a statement showing the receipts and expenditures of the city for the preceding quarter and the amount remaining in each fund in the treasury which, when approved by the city council, shall be spread at large upon the record.

 

    E.    Make monthly reports to the city council showing the state of the finances of the city, and the amounts received and spent during the month, which reports shall be filed.

 

    F.    Make an annual report at the close of the fiscal year with the total amount of all receipts and expenditures of the city and the transactions during the preceding year.

 

    G.    Perform such other duties as may be required by the city council. (Ord. dated 12/20/99 (part))

 

2.20.050         Salary.

    The salary of the city treasurer is fixed by the city council at no less than three thousand dollars ($3,000.00) nor more than eight thousand dollars ($8,000.00) per year, as determined by the city council, payable monthly, or as otherwise directed by the council. (Ord. dated 12/20/99 (part))

 

2.20.060         Bond required.

    Before entering upon the duties of office, the city treasurer shall execute bond conditioned upon the faithful performance of his or her duties, including the duties of all offices of which he or she is ex-officio incumbent. The amount and sufficiency of such bond shall be approved by the city council. The bond of the city treasurer shall be filed with the city council. (Ord. dated 12/20/99 (part))

 

2.20.070         Oath required.

    Before entering upon the duties of office, the city treasurer shall take the oath prescribed by the Kentucky Constitution, Section 228 for city officials. (Ord. dated 12/20/99 (part))

 

2.20.080         Evaluation.

    The individual appointed for this position shall be evaluated no later than six months after the beginning of his or her employment. (Ord. dated 12/20/99 (part))

 

 


Chapter 2.24

 

LEGAL COUNSEL

 

Sections:

2.24.010         Selection--Term of service.

2.24.020         Duties.

2.24.030         Retainer--Additional compensation.

2.24.040         City right to obtain other counsel.

 

2.24.010         Selection--Term of service.

    In lieu of establishing an office of city attorney, the city may retain a licensed attorney as legal counsel, such attorney to be selected by the city council at the January meeting of each even numbered year to serve for a period of two years, subject to removal at the pleasure of the city council, with or without cause. (Ord. dated 12/20/99 (part))

 

2.24.020         Duties.

    The duties of legal counsel shall be as follows:

 

    A.    Legal counsel shall prosecute or defend any and all suits or actions at law or equity to which the city may be a party, or in which it may be interested, or which may be brought against, or by, any officer of the city, on behalf of the city, or in the capacity of such person as an officer of the city.

 

    B.    To see to the full enforcement of all judgments or decrees rendered or entered in favor of the city and of all similar interlocutory orders.

 

    C.    He/she shall be legal advisor to the city officials and the city council and shall render service on all legal questions affecting the city, whenever requested to do so by any city official. Upon request by the mayor or city council, he/she shall reduce any such opinion to writing.

 

    D.    He/she shall see to the completion of all special assessment proceedings and condemnation proceedings.

 

    E.    He/she shall draft or supervise the phraseology of any contract, lease or other document or instruments, to which the city may be a party; and upon request of the council, draft ordinances covering any subjects within the power of the city.

 

    F.    He/she shall perform such other duties as are prescribed by ordinance. (Ord. dated 12/20/99 (part))

 

2.24.030         Retainer--Additional compensation.

    Legal counsel shall receive for his/her services a retainer as fixed by the city council, and a fee for all advisory services, the drafting of ordinances, contracts, and other documents, and all services rendered in connection with bond issues, or litigation to which the city or its officers or employees in their official capacity may be parties. For all such services not covered by the retainer, he/she shall receive such compensation as may be authorized by the city council. (Ord. dated 12/20/99 (part))


2.24.040         City right to obtain other counsel.

    The city council retains the right to obtain legal counsel from other licensed attorneys for matters which are deemed by the council to require special expertise or effort beyond that readily available from retained counsel. (Ord. dated 12/20/99 (part))


Chapter 2.25

 

CODE ENFORCEMENT OFFICER

 

Sections:

2.25.010         Creation of Office.

2.25.020         Qualifications.

2.25.030         Oath of Office required.

2.25.040         Bond may be required.

2.25.050         Part time office

2.25.060         Selection

2.25.070         Powers of Citation Officer

2.25.080         Citation Procedure

2.25.090         Code Enforcement Officer

2.25.100         Arrest Limitations

2.25.110         May act under Interlocal Cooperation Act Agreement

 

2.25.010         Creation of office

    There is hereby created a non-elected city office to be known as "citation officer".

 

2.25.020         Qualifications.

No person shall be appointed as a citation officer unless he or she is:

 

           a.         at least 21 years of age; and

 

            b.        is a high school graduate or has received a General Equivalency Diploma (G.E.D.); and

 

           c.         is sober, moral, and sagacious; and

 

           d.         no person who has been convicted of a felony is eligible for appointment.

   

2.25.030         Oath of Office required.

    Before entering upon his/her duties of office, a citation officer shall take the oath as prescribed by Kentucky Constitution, Section 228.

 

2.25.040         Bond may be required.

    If required by the City Council, a bond in such amount as may be fixed by the City Council, shall be filed with the City Clerk.

 

2.25.050             Part time office.

    The office or position shall be deemed a part time employment, and the compensation shall be not less than $10.00 per hour or more than $80.00 per hour, and such other benefits, if any, as the city elects to provide.

 

2.25.060         Selection.

    The appointment shall be made by the Mayor with the approval of the City Council.  The Citation Officer shall serve at the pleasure of the Mayor and City Council. The Citation Officer shall file a monthly report with the Mayor on the first day of each month reporting on activities for the previous month.  The Mayor may delegate to the Chief of Police or other officer or employee of the City the superintendence over the Citation Officer.

 

2.25.070         Powers of Citation Officer.

    The citation officer shall not have the powers of peace officers to make arrests or to carry deadly weapons, but may issue citations, unless otherwise restricted by the City Council upon observance of:

 

                       a.          Non-moving motor vehicle offenses.

 

                       b.          Violations ordinances except for moving motor vehicle offenses and except for offenses which constitute a violation of the Kentucky Penal Code.

 

             c.         Any other duties prescribed by the City Council and not contrary to law.

 

2.25.080         Citation Procedure.

    The procedure for citations issued by a citation officer shall be as provided in KRS 431.015.

 

2.25.090         Code Enforcement Officer.

    The citation officer may also be referred to as the "Code Enforcement Officer."

 

2.25.100                      Arrest Limitations.

    Nothing contained herein shall limit the power of a citation officer to make an arrest as a private person as provided in KRS 431.005.

 

2.25.110                  May act under Interlocal Agreement.

    Acting under a Interlocal Cooperation Act Agreement, the City may jointly appoint a Citation Officer with another party to the agreement.

 

           (Ord. 04.02 Adopted May 20, 2004)

 

 


Chapter 2.28

 

INDEMNIFICATION OF CITY OFFICERS AND EMPLOYEES

 

Sections:

2.28.010         Definitions.

2.28.020         Legal defense of officers and employees.

2.28.030         Legal representation.

2.28.040         Notice of claim--Filed with mayor.

2.28.050         City refusal to provide defense.

2.28.060         Recovery of costs by officer or employee.

2.28.070         City--Payment of judgment.

2.28.080         City--Refusal to pay judgment.

2.28.090         Compromise or settlement--Council approval required.

2.28.100         Action by city not deemed admission.

 

2.28.010         Definitions.

    For purposes of this chapter, the following definitions shall apply unless the context clearly requires a different meaning:

 

    “Action in tort” means any claim for monetary damages based upon negligence, intentional tort, nuisance, products liability and strict liability and shall also include a wrongful death or survival-type action.

 

    “Officer” means any person holding an elective office of the city:  city clerk, city treasurer, city tax collector, city engineer, and the attorney for the city.

 

    “Employee” means all full and part-time employees of the city but shall not include any independent contractor or any employee, agent, supplier, or subcontractor of any independent contractor. (Ord. dated 12/20/99 (part))

 

2.28.020         Legal defense of officers and employees.

    Except as provided in Section 2.28.050, the city shall, without cost to the officer or employee, provide for the legal defense of any officer or employee in any action in tort arising out of an act or omission occurring within the scope of the officer’s or employee’s employment or public duties with the city. (Ord. dated 12/20/99 (part))

 

2.28.030         Legal representation.

    The city may provide for the defense of an officer or employee through its own legal counsel or by employing independent legal counsel or by purchasing insurance which requires the insurer to defend. If the city defends through its own legal counsel and its legal counsel determines that the interests of the officer or employee and the city conflict, the city shall obtain the written consent of the employee for such representation or shall provide independent representation. An employee may have his/her own legal counsel to assist in the defense at the expense of the employee. (Ord. dated 12/20/99 (part))

 

2.28.040         Notice of claim--Filed with mayor.

    Upon receiving service of a summons and complaint in any action in tort brought against him/her, an officer or employee shall within ten (10) days of his/her receipt of service, give written notice of the claim and make a request that the city provide a defense to the action. The notice of claim and request for defense shall be filed with the mayor. (Ord. dated 12/20/99 (part))

 

2.28.050         City refusal to provide defense.

    The city may refuse to provide for the defense of any action in tort brought against an officer or employee of the city if the city determines and notifies the employee in writing that:

 

    A.    The act or omission was not within the actual or apparent scope of the employee’s employment;

 

    B.    The employee acted or failed to act because of fraud, malice or corruption; or

 

    C.    A timely request to defend was not made in accordance with Section 2.28.040. (Ord. dated 12/20/99 (part))

 

2.28.060         Recovery of costs by officer or employee.

    If the city refuses to provide an officer or employee with a defense and the officer or employee provides his/her own defense, the officer or employee shall be entitled to recover all necessary and reasonable costs of said defense from the city if the act or omission is judicially determined to have arisen out of the actual or apparent scope of the officer’s duties or employee’s employment and the employee is found to have acted without fraud, malice or corruption. (Ord. dated 12/20/99 (part))

 

2.28.070         City--Payment of judgment.

    Subject to the limitations set forth in Section 2.28.080, and provided that the city shall not pay any award of punitive exemplary damages, the city shall pay any judgment rendered against an officer or employee in action in tort, or any compromise or settlement of such action. (Ord. dated 12/20/99 (part))

 

2.28.080         City--Refusal to pay judgment.

    The city may refuse to pay any judgment compromise or settlement in any action in tort against an officer or employee or if the city pays any judgment, compromise or settlement, it may recover from the officer or employee the amount of such payment and the costs to defend if:

 

    A.    The officer or employee acted or failed to act because of fraud, malice or corruption;

 

    B.    The action was outside the actual or apparent scope of the employee’s employment;

 

    C.    The employee willfully failed or refused to assist the defense of the action; or

 

    D.    The employee compromised or settled the claim without the consent of the city council. (Ord. dated 12/20/99 (part))

 

2.28.090         Compromise or settlement--Council approval required.

    An officer or employee who is being provided a defense in an action in tort by the city shall not enter into any compromise or settlement of the action without the approval of the city council. (Ord. dated 12/20/99 (part))

 

2.28.100         Action by city not deemed admission.

    Nothing in this chapter shall be construed as a waiver of any defense which the city may assert in any action in tort brought against it or any officer or employee of the city. Defense by the city of any action shall not be deemed an admission by the city that the acts of the officer or employee were within the actual or apparent scope and course of such person’s office or duties. (Ord. dated 12/20/99 (part))

 

Chapter 2.32

 

CODE OF ETHICS

 

Sections:

Article I. General Provisions

2.32.010         Title.

2.32.020         Findings.

2.32.030         Purpose and authority.

2.32.040         Definitions.

 

Article II. Standards of Conduct

2.32.050         Conflicts of interest in general.

2.32.060         Conflicts of interest in contracts.

2.32.070         Receipt of gifts.

2.32.080         Use of city property, equipment and personnel.

2.32.090         Representation of interests before city government.

2.32.100         Misuse of confidential information.

 

Article III. Financial Disclosure

2.32.110         Who must file.

2.32.120         When to file statements--Amended statements.

2.32.130         Statement of financial interests--Form.

2.32.140         Statement of financial interests--Control and maintenance.

2.32.150         Statement of financial interests--Contents.

2.32.160         Filing requirement--Noncompliance.

 

Article IV. Nepotism

2.32.170         Nepotism prohibited.

 

Article V. Enforcement

2.32.180         Board of ethics--Created.

2.32.190         Board of ethics--Alternate members.

2.32.200         Board of ethics--Powers and duties.

2.32.210         Complaints--Filing and investigation.

2.32.220         Hearings--Notice.

2.32.230         Hearings--Procedure.

2.32.240         Appeals.

2.32.250         Limitation of actions.

2.32.260         Advisory opinions.

2.32.270         Reprisals against persons disclosing violations--Prohibited.

2.32.280         Violation--Penalty.

 


Article I. General Provisions

 

2.32.010         Title.

    This chapter shall be known and may be cited as the “City of Indian Hills Code of Ethics.” (CO 110-94 § 1)

 

2.32.020         Findings.

    The city council finds and declares that:

 

    A.    Public office and employment with the city are public trusts.

 

    B.    The vitality and stability of the government of the city depends upon the public’s confidence in the integrity of its elected and appointed officers and employees. Whenever the public perceives a conflict between the private interests and the public duties of a city officer or employee, that confidence is imperiled.

 

    C.    The government of the city has a duty to provide its citizens with the standards by which they may determine whether public duties are being faithfully performed, and to make its officers and employees aware of the standards which the citizenry rightfully expects them to comply with while conducting their public duties. (CO 110-94 § 2)

 

2.32.030         Purpose and authority.

    A.    It is the purpose of this chapter to provide a method of assuring that the standards of ethical and financial disclosure requirements for officers and employees of the city shall be clearly established, uniform in their application, and enforceable, and to provide the officers and employees of the city with advice and information concerning potential conflicts of interest which might arise in the conduct of their public duties.

 

    B.    It is the further purpose of this chapter to meet the requirements of KRS Ch. 65 as enacted by the 1994 Kentucky General Assembly.

 

    C.    This chapter is enacted under the power vested in the city by KRS 82.082 and pursuant to requirements of KRS Ch. 65. (CO 110-94 § 3)

 

2.32.040         Definitions.

    As used in this chapter, unless the context clearly requires a different meaning:

 

    “Business” means any corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, organization, self-employed individual, holding company, joint stock company, receivership, trust, professional service corporation, or any legal entity through which business is conducted for profit.

 

    “Board of ethics” means the city of Indian Hills board of ethics which is created and vested by this chapter with the responsibility of enforcing the requirements of the city’s code of ethics.

 

    “Candidate” means any individual who seeks nomination or election to a city office. An individual is a candidate when the individual files a notification and declaration for nomination for office with the county clerk or Secretary of State, or is nominated for office by a political party, or files a declaration of intent to be a write-in candidate with the county clerk or Secretary of State.

 

    “City” refers to the city of Indian Hills, Kentucky.

 

    “City agency” means any board, commission, authority, nonstock corporation, or other entity created, either individually or jointly, by the city.

 

    “Employee” means any person, whether full-time or part-time, and whether paid or unpaid, who is employed by or provides service to the city. The term “employee” shall not include any contractor or subcontractor or any of their employees.

 

    “Family members” means a spouse, parent, child, brother, sister, mother-in-law, father-in-law, son-in-law, daughter-in-law, grandparent or grandchild.

 

    “Immediate family member” means a spouse, an unemancipated child residing in the officer’s or employee’s household, or a person claimed by the officer or employee, or the officer’s or employee’s spouse, as a dependent for tax purposes.

 

    “Officer” means any person, whether full-time or part-time, and whether paid or unpaid, who is one of the following: (1) the mayor; 2) a city council member; (3) any person who occupies a nonelected office created under KRS 83A.080; or (4) a member of the governing body of any city agency who has been appointed to the governing body of the agency by the city. (CO 110-94 § 4)


Article II. Standards of Conduct

 

2.32.050         Conflicts of interest in general.

    Every officer and employee of the city and every city agency shall comply with the following standards of conduct:

 

    A.    No officer or employee, or any immediate family member of any officer or employee, shall have an interest in a business or engage in any business, transaction, or activity, which is in substantial conflict with the proper discharge of the officer’s or employee’s public duties.

 

    B.    No officer or employee shall intentionally use or attempt to use his or her official position with the city to secure unwarranted privileges or advantages for himself or herself or others.

 

    C.    No officer or employee shall intentionally take or refrain from taking any discretionary action, or agree to take or refrain from taking any discretionary action, or induce or attempt to induce any other officer or employee to take or refrain from taking any discretionary action, on any matter before the city in order to obtain a financial benefit for any of the following:

    1.    The officer or employee;

    2.    A family member;

    3.    An outside employer;

    4.    Any business in which the officer or employee, or any family member has a financial interest.

 

    D.    No officer or employee shall be deemed in violation of any provision in this section if, by reason of the officer’s or employee’s participation, vote, decision, action or inaction, no financial benefit accrues to the officer or employee, a family member, an outside employer, or as a member of any business, occupation, profession, or other group, to any greater extent than any gain could reasonably be expected to accrue to any other member of the business, occupation, profession, or other group.

 

    E.    Every officer or employee who has a prohibited financial interest which the officer or employee believes or has reason to believe may be affected by his or her participation, vote, decision or other action taken within the scope of his or her public duties shall disclose the precise nature and value of the interest, in writing, to the governing body of the city or city agency served by the officer or employee, and the disclosure shall be entered on the official record of the proceedings of the governing body. The officer or employee shall refrain from taking any action with respect to the matter that is the subject of the disclosure. (CO 110-94 § 5)

 

2.32.060         Conflicts of interest in contracts.

    A.    No officer or employee of the city or any city agency shall directly or through others undertake, execute, hold, or enjoy, in whole or in part, any contract made, entered into, awarded, or granted by the city or a city agency, except as follows:

 

    1.    The prohibition in subsection A of this section shall not apply to contracts entered into before an elected officer filed as a candidate for city office, before an appointed officer was appointed to a city or city agency office, or before an employee was hired by the city or a city agency. However, if any contract entered into by a city or city agency officer or employee before he or she became a candidate, was appointed to office, or was hired as an employee, is renewable after he or she becomes a candidate, assumes the appointed office, or is hired as an employee, then the prohibition in subsection A of this section shall apply to the renewal of the contract.

    2.    The prohibition in subsection A of this section shall not apply if the contract is awarded after public notice and competitive bidding, unless the officer or employee is authorized to participate in establishing the contract specifications, awarding the contract, or managing contract performance after the contract is awarded. If the officer or employee has any of the authorities set forth in the preceding sentence, then the officer or employee shall have no interest in the contract, unless the requirements set forth in subsection (A)(3) of this section are satisfied.

 

    3.    The prohibition in subsection A of this section shall not apply in any case where the following requirements are satisfied:

 

    a.     The specific nature of the contract transaction and the nature of the officer’s or employee’s interest in the contract are publicly disclosed at a meeting of the governing body of the city or city agency;

 

    b.    The disclosure is made a part of the official record of the governing body of the city or city agency before the contract is executed;

 

    c.     A finding is made by the governing body of the city or city agency that the contract with the officer or employee is in the best interests of the public and the city or city agency because of price, limited supply, or other specific reasons;

 

    d.    The finding is made a part of the official record of the governing body of the city or city agency before the contract is executed.

 

    B.    Any violation of this section shall constitute a Class A misdemeanor, and upon conviction, the court may void any contract entered into in violation of this section. Additionally, a violation of this section shall be grounds for removal from office or employment with the city in accordance with any applicable provision of state law and chapters, rules or regulations of the city. (CO 110-94 § 6)

 

2.32.070         Receipt of gifts.

    No officer or employee of the city or any city agency shall directly, or indirectly through any other person or business, solicit or accept any gift having a fair market value of more than two hundred dollars ($200.00), whether in the form of money, service, loan, travel, entertainment, hospitality, thing or promise, or any other form, under circumstances in which it could reasonably be inferred that the gift was intended to influence, or could reasonably be expected to influence the officer or employee in the performance of his or her public duties. (CO 110-94 § 7)

 

2.32.080         Use of city property, equipment and personnel.

    No officer or employee of the city shall use or permit the use of any city time, funds, personnel, equipment, or other personal or real property for the private use of any person, unless:

 

    A.    The use is specifically authorized by a stated city policy;

 

    B.    The use is available to the general public, and then only to the extent and upon the terms that such use is available to the general public. (CO 110-94 § 8)

 


2.32.90                      Representation of interests before city government.

    A.    No officer or employee of the city or any city agency shall represent any person or business, other than the city, in connection with any cause, proceeding, application or other matter pending before the city or any city agency.

 

    B.    Nothing in this section shall prohibit an employee from representing another employee or employees where the representation is within the context of official labor union or similar representational responsibilities.

 

    C.    Nothing in this section shall prohibit any officer or employee from representing himself or herself in matters concerning his or her own interests.

 

    D.    No elected officer shall be prohibited by this section from making any inquiry for information on behalf of a constituent, if no compensation, reward or other thing of value is promised to, given to, or accept by the officer, whether directly or indirectly, in return for the inquiry. (CO 110-94 § 9)

 

2.32.100         Misuse of confidential information.

    No officer or employee of the city or any city agency shall intentionally use or disclose information acquired in the course of his or her official duties, if the primary purpose of the use or disclosure is to further his or her personal financial interest or that of another person or business. Information shall be deemed confidential, if it is not subject to disclosure pursuant to the Kentucky Open Records Act, KRS 61.872 to 61.884, at the time of its use or disclosure. (CO 110-94 § 10)


Article III. Financial Disclosure

 

 

 

2.32.110         Who must file.

    Officers and employees of the city and city agencies, as such terms are defined in Section 2.32.040, shall file an annual statement of financial interests with the board of ethics; provided, however, that nonelected officers and employees of the city or any city agency shall be required to file an annual statement of financial interests only if they are authorized to make purchases of materials or services, or award contracts, leases or agreements involving the expenditure of more than five thousand dollars ($5,000.00). (CO 110-94 § 11)

 

2.32.120         When to file statements--Amended statements.

    A.    The initial statement of financial interests required by this section shall be filed with the board of ethics, or the administrative official designated as the custodian of its records by the board of ethics, no later than five p.m. on January 31, 1995. All subsequent statements of financial interests shall be filed no later than five p.m. on January 31st each year, provided that:

 

    1.    An officer or employee newly appointed to fill an office or position of employment with the city or a city agency shall file his or her initial statement no later than thirty (30) days after the date of the appointment;

 

    2.    A candidate for city office shall file his or her initial statement no later than thirty (30) days after the date on which the person becomes a candidate for elected city office.

 

    B.    The board of ethics may grant a reasonable extension of time for filing a statement of financial interests for good cause shown.

 

    C.    In the event there is a material change in any information contained in a financial statement that has been filed with the board, the officer or employee shall, no later than thirty (30) days after becoming aware of the material change, file an amended statement with the board. (CO 110-94 § 12)

 

2.32.130         Form of the statement of financial interests.

    The statement of financial interests shall be on a form prescribed by the board of ethics, or the administrative official designated by the board of ethics. The board, or the designated administrative official, shall deliver a copy of the form to each officer and employee required to file the statement by first class mail or hand delivery no later than January 1st of each year. The failure of the board, or the designated administrative official, to deliver a copy of the form to any officer or employee shall not relieve the officer or employee of the obligation to file the statement. (CO 110-94 § 13)

 

2.32.140         Statement of financial interests--Control and maintenance.

    A.    The board of ethics shall be the “official custodian” of the statements of financial interests and shall have control over the maintenance of the statements of financial interests. The statements of financial interests shall be maintained by the board of ethics, or the administrative official designated by the board of ethics as the “custodian,” as public documents available for public inspection immediately upon filing.

 

    B.    A statement of financial interests shall be retained by the board, or the designated administrative official, until the expiration of one year after a person ceases to be an officer or employee of the city or a city agency, at which time the board shall cause to be destroyed any statements of financial interests or copies of those statements filed by the person.

 

    C.    A statement of financial interests shall be retained by the board, or the designated administrative official, until the expiration of one year after any election at which a candidate for elected city office was not elected or nominated, at which time the board shall cause to be destroyed any statements of financial interests or copies of those statements filed by the person. (CO 110-94 § 14)

 

2.32.150         Statement of financial interests--Contents.

    A.    The statement of financial interests shall include the following information for the preceding calendar year:

 

    1.    The name, current business address, business telephone number and home address of the filer;

 

    2.    Title of the filer’s office, office sought or position of employment;

 

    3.    Occupation and employer of the filer;

 

    4.    Information that identifies each source of the individual’s income other than employment of the filer and the filer’s immediate family members exceeding fifteen thousand dollars ($15,000.00) during the preceding calendar year, and the nature of the income (e.g., commission, dividends, etc.), except that no filer shall be required to specify the amount of such income, and no filer shall be required to disclose income that is derived from Social Security, retirement fund, disability insurance, maintenance or child support, or income from any source which is not currently doing business with the city, has not done business with the city in the preceding year and/or is not currently seeking to do business with the city;

 

    5.    The name and address of any business located within or outside the state in which the filer or any immediate family member of the filer had, during the preceding calendar year, an interest exceeding fifteen thousand dollars ($15,000.00) at fair market value, or an ownership interest of five percent or more, except that no filer shall be required to disclose an ownership interest in any business which is not currently doing business with the city, has not done business with the city in the preceding year and/or is not currently seeking to do business with the city.

 

    B.    Nothing in this section shall be construed to require an officer or employee to disclose any specific dollar amount nor the names of individual clients or customers of businesses listed as sources of income. (Amended during 2002 codification; CO 110-94 § 15)

 

2.32.160         Filing requirement--Noncompliance.

    A.    The board of ethics, or the designated administrative official, shall notify by certified mail each person required to file a statement of financial interests who fails to file the statement by the due date, files an incomplete statement, or files a statement in a form other than that prescribed by the board. The notice shall specify the type of failure or delinquency, shall establish a date by which the failure or delinquency shall be remedied, and shall advise the person of the penalties for a violation.

 

    B.    Any person who fails or refuses to file the statement or who fails or refuses to remedy a deficiency in the filing identified in the notice under subsection A of this section within the time period established in the notice shall be guilty of a civil offense and shall be subject to a civil fine imposed by the board in an amount not to exceed twenty-five dollars ($25.00) per day, up to a maximum total civil fine of five hundred dollars ($500.00). Any civil fine imposed by the board under this section may be recovered by the city in a civil action in the nature of debt if the offender fails or refuses to pay the penalty within a prescribed period of time.

 

    C.    Any person who intentionally files a statement of financial interests which he or she knows to contain false information or intentionally omits required information shall be guilty of a Class A misdemeanor. (CO 110-94 § 16)

 


Article IV. Nepotism

 

2.32.170         Nepotism prohibited.

    No family member of a city officer or employee shall be appointed to any office or position of employment with the city or a city agency if such officer or employee will have responsibility, directly or indirectly, to supervise, manage or control the work of the family member without disclosure to and approval by the city council, with such approval being noted in the official minutes. (CO 110-94 § 17)

 


Article V. Enforcement

 

2.32.180         Board of ethics--Created.

    A.    There is created a board of ethics which shall have the authorities, duties, and responsibilities as set forth in this chapter to enforce the provisions of this chapter.

 

    B.    The board of ethics shall consist of three members who shall be appointed by the mayor, subject to the approval of the city council. The initial members of the board of ethics shall be appointed within sixty (60) days of the effective date of the ordinance codified in this chapter. No member of the board of ethics shall hold any elected or appointed office, whether paid or unpaid, or any position of employment with the city or any city agency. The members shall serve for a term of three years; except that with respect to the members initially appointed, one member shall be appointed for a term of one year, one  member shall be appointed for a term of two years; and one member shall be appointed for a term of three years. Thereafter, all appointments shall be for a term of three years. Each member of the board of ethics shall have been a resident of the city for at least one year prior to the date of the appointment and shall reside in the city throughout the term in office. The members of the board of ethics shall be chosen by virtue of their known and consistent reputation for integrity and their knowledge of local government affairs. The members may be reappointed for any number of consecutive terms.

 

    C.    A member of the board of ethics may be removed by the mayor, subject to the approval of the city council, for misconduct, inability, or willful neglect of duties. Before any member of the board of ethics is removed from office under this section, the member shall be afforded the opportunity for a hearing before the mayor and the city council.

 

    D.    Vacancies on the board of ethics shall be filled within sixty (60) days by the mayor, subject to the approval of the city council. If a vacancy is not filled by the mayor within sixty (60) days, the remaining members of the board of ethics shall fill the vacancy. All vacancies shall be filled for the remainder of the unexpired term.

 

    E.    Members of the board of ethics shall serve without compensation, unless otherwise approved by the legislative body, but shall be reimbursed for all necessary and reasonable expenses incurred in the performance of their duties.

 

    F.    The board of ethics shall, upon the initial appointment of its members, and annually thereafter, elect a chairperson from among the membership. The chairperson shall be the presiding officer and a full voting member of the board.

 

    G.    Meetings of the board of ethics shall be held, as necessary, upon the call of the chairperson or at the written request of a majority of the members.

 

    H.    The presence of all three members shall constitute a quorum and the affirmative vote of two or more members shall be necessary for any official action to be taken. Any member of the board of ethics who has a conflict of interest with respect to any matter to be considered by the board shall disclose the nature of the conflict, shall disqualify himself or herself from voting on the matter, and shall not be counted for purposes of establishing a quorum.

 

    I.     Minutes shall be kept for all proceedings of the board of ethics and the vote of each member on any issue decided by the board shall be recorded in the minutes. (CO 110-94 § 18)

 

2.32.190         Board of ethics--Alternate members.

    The mayor, with the approval of the city council may appoint two alternate members of the board of ethics who may be called upon to serve when any regular member of the board is unable to discharge his or her duties. An alternate member shall be appointed for a term of one year. Alternate members shall meet all qualifications and be subject to all of the requirements of this chapter that apply to regular members. (CO 110-94 § 19)

 

2.32.200         Board of ethics--Powers and duties.

    The board of ethics shall have the following powers and duties:

 

    A.    To receive and investigate complaints, hold hearings, and make findings of fact and determinations with regard to alleged violations of the provisions of this chapter.

 

    B.    To adopt rules and regulations and to take other actions, as necessary, to implement the provisions of this chapter, provided that the rules, regulations, and actions are not in conflict with the provisions of this chapter or any state or federal law.

 

    C.    To refer any information concerning violations of this chapter to the mayor, the city council, the governing body of any city agency, the county attorney, or other appropriate person or body, as necessary.

 

    D.    To render advisory opinions to city and city agency officers and employees regarding whether a given set of facts or circumstances would constitute a violation of any provision of this chapter.

 

    E.    To enforce the provisions of this chapter with regard to all officers and employees of the city and city agencies who are subject to its terms by issuing appropriate orders.

 

    F.    To control and maintain all statements of financial interests that are required to be filed by this chapter and to ensure that the statements are available for public inspection in accordance with the requirements of this chapter and the Kentucky Open Records Act.

 

    G.    To develop and submit any reports regarding the conduct of its business that may be required by the executive authority or legislative body of the city. (CO 110-94 § 20)

 

2.32.210         Complaints--Filing and investigation.

    A.    All complaints alleging any violation of the provisions of this chapter shall be submitted to the board of ethics, or the administrative official designated by the board of ethics. All complaints shall be in writing, signed by the complainant, and shall meet any other requirements established by the board of ethics. The board shall forward within ten (10) working days to each officer or employee of the city or city agency who is the subject of the complaint a copy of the complaint and a general statement of the applicable provisions of this chapter.

 

    B.    Within thirty (30) days of the receipt of a proper complaint, the board of ethics shall conduct a preliminary inquiry concerning the allegations contained in the complaint. The board shall afford a person who is the subject of the complaint an opportunity to respond to the allegations in the complaint.

 

    C.    All proceedings and records relating to a preliminary inquiry being conducted by the board of ethics shall be confidential until a final determination is made by the board, except:

    1.    The board may turn over to the Commonwealth’s attorney or county attorney evidence which may be used in criminal proceedings;

 

    2.    If the complainant or alleged violator publicly discloses the existence of a preliminary inquiry, the board may publicly confirm the existence of the inquiry, and, at its discretion, make public any documents which were issued to either party.

 

    D.    If the board of ethics concludes, based upon its preliminary inquiry, that the complaint is within its jurisdiction and contains allegations sufficient to establish a minimal factual basis to constitute a violation, the board shall notify the officer or employee who is the subject of the complaint and may:

 

    1.    Due to mitigating circumstances, issue a written confidential reprimand to the officer or employee concerning the alleged violation and provide a copy of the confidential reprimand to the mayor and city council or governing body of the city agency;

 

    2.    Initiate a hearing to determine whether there has been a violation.

 

    E.    Any person who knowingly files with the board a false complaint alleging a violation of any provision of this chapter by an officer or employee of the city or any city agency shall be guilty of a Class A misdemeanor. (CO 110-94 § 21)

 

2.32.220         Hearings--Notice.

    If the board of ethics determines that a hearing regarding allegations contained in the complaint is necessary, the board shall issue an order setting the matter for a hearing. The order setting the matter for hearing, along with a copy of any pertinent regulations of the board relating to the hearing shall be sent to the alleged violator. (CO 110-94 § 22)

 

2.32.230         Hearings--Procedure.

    A.    The Kentucky Rules of Civil Procedure and the Kentucky Rules of Evidence shall not apply to hearings conducted by the board of ethics; however, the hearings shall be conducted in accordance with this section and in accordance with any additional rules and regulations adopted by the board so as to afford all parties the full range of due process rights required by the nature of the proceedings.

 

    B.    Prior to the commencement of the hearing, the alleged violator, or his or her representative, shall have a reasonable opportunity to examine all documents and records obtained or prepared by the board in connection with the matter to be heard. The board shall inform the alleged violator, or his or her representative, of any exculpatory evidence in its possession.

 

    C.    Any person whose name is mentioned during the hearing and who may be adversely affected thereby may appear personally before the board, with or without counsel, to give a statement regarding the adverse mention, or may file a written statement regarding the adverse mention for incorporation into the record of the proceeding.

 

    D.    All hearings of the board of ethics shall be public, unless the members vote to go into executive session in accordance with KRS 61.810.

 

    E.    After the conclusion of the hearing, the board of ethics shall, as soon as practicable, begin deliberations in executive session for the purpose of reviewing the evidence before it and making a determination whether a violation of this chapter has been proven. The board shall issue a written report of its findings and conclusions.

 

    F.    If the board concludes in its report that no violation of this chapter has occurred, it shall immediately send written notice of this determination to the officer or employee who was the subject of the complaint and to the party who filed the complaint.

 

    G.    If the board concludes in its report that in consideration of the evidence produced at the hearing there is clear and convincing proof of a violation of this chapter, the board may take any action it deems necessary including, but not limited to, issuing a cease and desist order, issuing a written public reprimand, recommending a specific discipline, including dismissal, or removal from office, or referring criminal evidence to the proper authority. (CO 110-94 § 23)

 

2.32.240         Appeals.

    Any person who is found guilty of a violation of any provision of this chapter by the board of ethics may appeal the finding to the city council within thirty (30) days after the date of the final action by the board of ethics by filing a petition with the city council against the board. The board shall transmit to the city clerk all evidence considered by the board at the public hearing. (CO 110-94 § 24)

 

2.32.250         Limitation of actions.

    Except when the period of limitation is otherwise established by state law, an action for a violation of this chapter must be brought within one year after the violation is discovered. (CO 110-94 § 25)

 

2.32.260         Advisory opinions.

    A.    The board of ethics may render advisory opinions concerning matters under its jurisdiction, based upon real or hypothetical facts and circumstances, upon its own initiative, or when requested by any officer or employee of the city or a city agency who is covered by this chapter.

 

    B.    An advisory opinion shall be requested in writing and shall state relevant facts and ask specific questions. The request for an advisory opinion shall remain confidential unless confidentiality is waived, in writing, by the requestor. (CO 110-94 § 26)

 

2.32.270         Reprisals against persons disclosing violations--Prohibited.

    No officer or employee of the city or any city agency shall be subject to reprisal, or directly or indirectly use, or threaten to use, any official authority or influence in any manner whatsoever which tends to discourage, restrain, deter, prevent, interfere with, coerce, or discriminate against any person who in good faith reports, discloses, divulges, or otherwise brings to the attention of the board of ethics or any other agency or official of the city or the commonwealth any facts or information relative to an actual or suspected violation of this chapter. (CO 110-94 § 27)

 

2.32.280         Violation--Penalty.

    A.    In addition to all other penalties which may be imposed under this chapter, any officer or employee of the city or any city agency who is found by the board of ethics to have violated any provision of this chapter shall forfeit to the city or the city agency an amount equal to the economic benefit or gain which the officer or employee is determined by the board to have realized as a result of the violation. The amount of any forfeiture may be recovered by the city in a civil action in the nature of debit, if the offender fails to pay the amount of the forfeiture within a prescribed period of time.

 

    B.    In addition to all other penalties which may be imposed under this chapter, a finding by the board of ethics that an officer or employee of the city or any city agency is guilty of a violation of this chapter shall be sufficient cause for removal, suspension, demotion, or other disciplinary action by the executive authority of the city or city agency, or by any other officer or agency having the power of removal or discipline. Any action to remove or discipline any officer or employee for a violation of this chapter shall be taken in accordance with all applicable chapters and regulations of the city and all applicable laws of the commonwealth. (CO 110-94 §28)


Chapter 2.36

 

AFFIRMATIVE ACTION PROGRAM

 

Sections:

2.36.010         Statement of policy.

2.36.020         Dissemination of policy.

2.36.030         Personnel actions.

2.36.040         Responsibility for implementation.

 

2.36.010         Statement of policy.

    The affirmative action policy of the city is to promote equal employment opportunity; to prohibit discrimination in employment on account of race, color, religion, national origin, sex, age or handicapped status; and to bring about a fair representation and utilization of females and minorities in all levels of city employment. (WFC § 230.1(1))

 

2.36.020         Dissemination of policy.

    The city will advise all employees and applicants for employment of this policy. The city will make known to the public that employment opportunities are available on the basis of individual ability and will encourage all persons who are employed by the city to strive for advancement on that basis. (WFC § 230.1(2))

 

2.36.030         Personnel actions.

    The city will actively recruit qualified or qualifiable persons among females and minorities on a nondiscriminatory basis for all available job openings at every level; and the city will insure every employee equal treatment in respect to terms and conditions of employment, job assignments, compensation, access to training and promotions. (WFC § 230.1(3))

 

2.36.040         Responsibility for implementation.

    The mayor shall be responsible for implementation of this affirmative action plan, including hearing complaints of discrimination by any employee or prospective employees of the city, with a final appeal to the city council. (WFC § 230.1(4))


Chapter 2.40

 

POLICE DEPARTMENT

 

Sections:

2.40.010         Established--Responsibilities.

2.40.020         Chief of police--Office created.

2.40.030         Chief of police--Powers and duties.

2.40.040         Chief of police--Compensation--Reporting--Oath of office.

2.40.050         Police officers--Generally.

2.40.060         City--Provision of police services.

 

2.40.010         Established--Responsibilities.

    There is established a police department for the city, which shall be responsible for enforcement and maintenance of law and order within the corporate boundaries of the city in accordance with policies and guidelines established by the city council. (Ord. dated 12/20/99 (part))

 

2.40.020         Chief of police--Office created.

    There is created and confirmed the office of chief of police of the city. (Ord. dated 12/20/99 (part))

 

2.40.030         Chief of police--Powers and duties.

    The powers and duties of the chief of police are established as follows:

    A.    Plans, organizes, directs, coordinates and evaluates the activities and programs of the police department;

 

    B.    Formulates department policies and procedures, rules and regulations, following consultation with higher authority and subordinate officers;

 

    C.    Develops organization and structure of the department in accordance with professional standards and city policy;

 

    D.    Prepares and authorizes work schedules;

 

    E.    Furnishes technical advice on police problems;

 

    F.    Maintains constant surveillance of criminal and traffic reports in addition to activity reports;

 

    G.    Initiates corrective actions when and where necessarily indicated;

 

    H.    Supervises and evaluates the use of police equipment;

 

    I.     Instructs, disciplines and evaluates department personnel;

 

    J.     Reviews and recommends acceptable standards and procedures for the recruitment, selection, promotion and training of department personnel;

 

    K.   Authorizes purchase requisitions of supplies and equipment for the department;

 

    L.    Confers with representatives of federal, state and local agencies on various police problems;

 

    M.   Prepares memoranda and reports on activities of the department, orally and in writing, and supervises others in the preparation of reports;

 

    N.   Attends all council meetings;

 

    O.   Receives complaints from the general public;

 

    P.    Studies and review all laws, official opinions and guidelines;

 

    Q.   Maintains a proper records system pertaining to citations, arrests and investigations;

 

    R.    Participates in approved law enforcement courses and schedules subordinates for such training;

 

    S.    Represents the department as needed;

 

    T.    Develops and conducts an effective public relations program. (Ord. dated 12/20/99 (part))

 

2.40.040         Chief of police--Compensation--Reporting--Oath of office.

    A.    Compensation for this office shall be no less than forty thousand dollars ($40,000.00) nor more than sixty thousand dollars ($60,000.00) as set by the city council.

 

    B.    The chief of police shall report to the mayor and city council.

 

    C.    The chief of police shall, before entering upon his/her duties, take the oath of office as provided in the Kentucky Constitution, Section 228. (Ord. dated 12/20/99 (part))

 

2.40.050         Police officers--Generally.

    A.    There is created the office of police officer of the city.

 

    B.    Qualifications for members of the police department shall be such as are set forth in the Kentucky Revised Statutes.

 

    C.    All police officers shall be subject to removal from office at the pleasure of the mayor or city council subject to rights guaranteed to such officers by law.

 

    D.    A police officer shall, before entering upon his/her duties, take the oath of office as provided in the Kentucky Constitution, Section 228. (Ord. dated 12/20/99 (part))

 

 

2.40.060         City--Provision of police services.

    The city may procure or provide security or police services deemed necessary through any lawful means, such as interlocal government contracting or contracted services of qualified police. Qualifications for police shall be those as are set forth in Kentucky Revised Statutes. (Ord. dated 12/20/99 (part))

 

2.40.070         Emergency equipment of police vehicles.

    City police vehicles are hereby authorized to use either red or blue warning emergency lights, or a combination thereof.

 


Chapter 2.44

 

PUBLIC RECORDS

 

Sections:

2.44.010         Definitions.

2.44.020         Initial request for records with immediate inspection.

2.44.030         Referral to proper custodian.

2.44.040         Public records not immediately available.

2.44.050         Refusal of unreasonable requests.

2.44.060         Time limitation--Denial of inspection.

2.44.070         Concealing or destroying records prohibited.

2.44.080         Access to records relating to particular individual.

2.44.090         Public records protected from disclosure.

2.44.100         Notification of attorney general.

 

2.44.010         Definitions.

    For purposes of this chapter the following words and phrases shall have the following meanings ascribed to them respectively.

 

    “City” means the city government of the city.

 

    “Custodian” means the official custodian or any authorized person having personal custody and control of public records. The custodian having personal custody of most of the public records of the city is the city clerk.

 

    “Official custodian” means the chief administrative officer or any other officer or employee of a public agency who is responsible for the maintenance, care, and keeping of public records, regardless of whether such records are in his/her actual personal custody and control. The official custodian of the city shall be the mayor.

 

    “Person” means a human being who makes a request for inspection of public records.

 

    “Prescribed fee” or “fee” means the fair payment required by the city for making copies of public records and for mailing public records, which shall not exceed the actual cost thereof and shall not include the cost of required staff time.

 

    “Public agency” means the city, including its legislative body and every officer, department and division of the city; every entity created by authority of the city; any board, commission, committee, subcommittee, ad hoc committee, advisory committee, council or agency created and controlled by the city; and any interagency body in which the city participates.

 

    “Public records” means all books, papers, maps, photographs, cards, tapes, discs, diskettes, recordings, or other documentary materials regardless of physical form or characteristics, which are prepared, owned, used, in the possession of or retained by the public agency. “Public records” shall not include any records owned or maintained by or for the public agency that are not related to functions, activities, programs, or operations funded by the public agency nor any records that may be excluded by Section 2.44.090 of this chapter.

 

    “Request” means an oral or written application by any person to inspect public records of the agency. (CC § 34.01)

 

2.44.020         Initial request for records with immediate inspection.

    A.    Any person desiring to inspect or copy the public records of the city shall make a request for inspection at the office of the city clerk during regular office hours, except during legal holidays. The official custodian, or the custodian acting under the authority of the official custodian, may require a request to inspect public records to be in writing, signed by the applicant and with the applicant’s name printed legibly on the application. A written request to inspect public records may be presented by hand delivery, mail or via facsimile, if one is available.

 

    B.    If the custodian determines that a person’s request is in compliance with this chapter and the open records law, and the requested public records are immediately available, the custodian shall deliver the records for inspection. A person may inspect public records at the designated office of the city during the regular office hours, or in appropriate cases, by receiving copies of the records through the mail.

 

    C.    If the public records are to be inspected at the offices of the city, suitable facilities shall be made available in the office of the city clerk or in another office of the city as determined by the official custodian or custodian for the inspection. No person shall remove original copies of public records from the offices of the city without the written permission of the official custodian of the record. When public records are inspected at the city offices, the person inspecting the records shall have the right to make abstracts and memoranda of the public records and to obtain copies of all written public records. When copies are requested, the custodian may require advance payment of the prescribed fee.

 

    D.    Upon proper request, the city shall mail copies of the public records to a person whose residence or principal place of business is located outside of the county after the person precisely describes the public records which are readily available and after the person pays in advance the prescribed fee. (CC § 34.05)

 

2.44.030         Referral to proper custodian.

    If the city clerk does not have custody or control of the public record or records requested, the city clerk shall so notify the applicant and shall furnish the name and location of the custodian of the public record, if such facts are known to him/her. (CC § 34.06)

 

2.44.040         Public records not immediately available.

    If the public record is in active use, in storage, or not otherwise available, the official custodian shall immediately so notify the applicant and shall designate a place, time, and date for inspection or mailing of the public records, not to exceed three days (excepting Saturdays, Sundays, and legal holidays) from receipt of the application, unless a detailed explanation of the cause is given for further delay and the place, time, and earliest date on which the public record will be available for inspection or duplication.

(CC § 34.07)

 

2.44.050         Refusal of unreasonable requests.

    If the application places an unreasonable burden in producing public records, or if the custodian has reason to believe that repeated requests are intended to disrupt other essential functions of the public agency, the official custodian may refuse to permit inspection of the public records or mail copies thereof. However, refusal under this section must be sustained by clear and convincing evidence. (CC § 34.08)

 

2.44.060         Time limitation--Denial of inspection.

    The official custodian, upon any request for records made under this chapter, shall determine within three days (excepting Saturdays, Sundays, and legal holidays) after the receipt of any request whether to comply with the request and shall notify in writing the person making the request within the three-day period of its decision. Any agency response denying, in whole or in part, inspection of any record shall include a statement of the specific exception authorizing the withholding of the record and a brief explanation of how the exception applies to the record withheld. The response shall be issued by the official custodian or under his/her authority and shall constitute final agency action. (CC § 34.09)

 

2.44.070         Concealing or destroying records prohibited.

    No official of the city shall willfully conceal or destroy any record with the intent to violate the provisions of this chapter. (CC § 34.10)

 

2.44.080         Access to records relating to particular individual.

    Any person shall have access to any public record relating to him/her or in which he/she is mentioned by name, upon presentation of appropriate identification, subject to the provisions of Section 2.44.090 of this chapter. (CC § 34.11)

 

2.44.090         Public records protected from disclosure.

    A.    The following public records are excluded from the application of this chapter and these rules and regulations and shall be subject to inspection only upon order of a court of competent jurisdiction, except as provided in KRS 61.878(1) that no court shall authorize the inspection by any party of any materials pertaining to civil litigation beyond that which is provided by the Rules of Civil Procedure governing pretrial discovery:

 

    1.    Public records containing information of a personal nature where the public disclosure thereof would constitute a clearly unwarranted invasion of personal privacy;

 

    2.    Records confidentially disclosed to an agency and compiled and maintained for scientific research. This exemption shall not, however, apply to records the disclosure or publication of which is directed by other statute;

 

    a.     Records confidentially disclosed to the agency, generally recognized as confidential or proprietary, which if openly disclosed would permit an unfair commercial advantage to competitors of the entity that disclosed the records, and which are compiled and maintained:

 

    i.      In conjunction with an application for a loan;

 

    ii.     In conjunction with the regulation of commercial enterprise, including mineral exploration records, unpatented, secret commercially valuable plans, appliances, formulae, or processes, which are used for the making, preparing, compounding, treating, or processing of articles or materials which are trade commodities obtained from a person; or

 

    iii.    For the grant or review of a license to do business;

 

    b.    The exemptions provided for in subsection (A)(1)(a) of this section shall not apply to records the disclosure or publication of which is directed by statute;

 

    3.    Public records pertaining to a prospective location of a business or industry where no previous public disclosure has been made of the business’ or industry’s interest in locating in, relocating within, or expanding within the commonwealth. This exemption shall not include those records pertaining to applications to agencies for permits or licenses necessary to do business or to expand business operations within the state, except as provided in subsection (A)(2) of this section;

 

    4.    The contents of real estate appraisals or engineering or feasibility estimates and evaluations made by or for a public agency relative to the acquisition of property, until such time as all of the property has been acquired. The law of eminent domain shall not be affected by this provision;

 

    5.    Test questions, scoring keys, and other examination data used to administer a licensing examination, examination for employment, or academic examination before the exam is given or if it is to be given again;

 

    6.    Records of law enforcement agencies or agencies involved in administrative adjudication that were compiled in the process of detecting and investigating statutory or regulatory violations, if the disclosure of the information would harm the agency by revealing the identity of informants not otherwise known or by premature release of information to be used in a prospective law enforcement action or administrative adjudication. Unless exempted by other provisions of this chapter, public records exempted under this provision shall be open after enforcement action is completed or a decision is made to take no action. The exemptions provided by this subdivision shall not be used by the custodian of the records to delay or impede the exercise of rights granted by this chapter;

 

    7.    Preliminary drafts, notes, or correspondence with private individuals, other than correspondence which is intended to give notice of final action of a public agency;

 

    8.    Preliminary recommendations and preliminary memoranda in which opinions are expressed or policies formulated or recommended;

 

    9.    All public records or information the disclosure of which is prohibited by federal law or regulation;

 

    10.  Public records or information the disclosure of which is prohibited or restricted or otherwise made confidential by enactment of the General Assembly.

 

    B.    No exemption under this section shall be construed to prohibit disclosure of statistical information not descriptive of any readily identifiable person. In addition, if any public record contains material which is not excepted under this section, the city shall separate the excepted and make the nonexcepted material available for examination, subject to the possible applicability of Section 2.44.050 of this chapter.

 

    C.    The provisions of this section shall in no way prohibit or limit the exchange of public records or the sharing of information between public agencies when the exchange is serving a legitimate governmental need or is necessary in the performance of a legitimate government function.

 

    D.    No exemption under this section shall be construed to deny, abridge, or impede the right of a municipal employee, an applicant for employment, or an eligible on a register to inspect and copy any record, including preliminary and other supporting documentation, that relates to him/her. Such records shall include, but not be limited to work plans, job performance, demotions, evaluations, promotions, compensation, classification, reallocation, transfers, layoffs, disciplinary actions, examination scores, and preliminary and other supporting documentation. A city employee, applicant, or eligible shall not have the right to inspect or copy any examination or any documents relating to ongoing criminal or administrative investigations by any agency. (CC § 34.12)

 

2.44.100         Notification of attorney general.

    The official custodian shall notify the Attorney General of any actions filed against the city in circuit court regarding the enforcement of the open records law, KRS 61.870 to 61.884. (CC § 34.13)